SFC Licences of GHOSH Soujit

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 14 December 2018 22 May 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 14 December 2018 22 May 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 14 December 2018 22 May 2020
Nomura Securities (Hong Kong) Limited RE 2 02 February 2010 12 November 2011
Nomura Securities (Hong Kong) Limited RE 1 09 December 2009 12 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 09 December 2009 12 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 December 2009 12 November 2011
Nomura Futures (Hong Kong) Limited RE 2 09 December 2009 19 February 2010
J.P. Morgan Broking (Hong Kong) Limited RE 5 24 June 2008 25 November 2008
J.P. Morgan Broking (Hong Kong) Limited RE 4 24 June 2008 25 November 2008
J.P. Morgan Broking (Hong Kong) Limited RE 2 05 June 2008 25 November 2008
J.P. Morgan Broking (Hong Kong) Limited RE 1 05 June 2008 25 November 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 02 January 2007 25 November 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 02 January 2007 25 November 2008