SFC Licences of LEOW Chiun-Yi Jonathan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 26 April 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 February 2010 | 26 April 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 03 February 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 13 August 2009 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 August 2009 | 26 April 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 December 2006 | 18 June 2009 |