SFC Licences of CHU Wai Chau 朱緯洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 10 January 2007 | 07 February 2007 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 10 January 2007 | 07 February 2007 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 10 January 2007 | 07 February 2007 |