SFC Licences of IP Angel Kwok Yen 葉國欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shanxi Securities International Capital Limited 山證國際融資有限公司	RO	6	05 December 2023
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司	RO	6	28 July 2021	02 November 2023
Red Sun Capital Limited 紅日資本有限公司	RO	6	28 September 2017	27 July 2021
Red Sun Capital Limited 紅日資本有限公司	RE	6	09 February 2017	28 September 2017
SPDB International Capital Limited 浦銀國際融資有限公司	RE	6	11 July 2016	05 February 2017
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司	RE	6	18 February 2015	24 June 2016
Chief Capital Limited 致富融資有限公司	RE	6	14 September 2011	09 November 2011
Chief Securities Limited 致富證券有限公司	RE	1	14 September 2011	09 November 2011
CSC Asia Limited 群益亞洲有限公司	RE	6	08 December 2010	04 May 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	08 December 2010	04 May 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	30 June 2010	23 September 2010
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	6	12 May 2010	23 September 2010
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	1	12 May 2010	23 September 2010
Emperor Corporate Finance Limited 英皇企業融資有限公司	RE	6	21 April 2010	23 April 2010
Emperor Corporate Finance Limited 英皇企業融資有限公司	RE	1	21 April 2010	23 April 2010
CCB International Capital Limited 建銀國際金融有限公司	RE	1	28 August 2007	20 July 2009
CCB International Capital Limited 建銀國際金融有限公司	RE	6	25 July 2007	20 July 2009
South China Capital Limited 南華融資有限公司	RE	6	10 January 2007	09 June 2007