SFC Licences of LEE Jeong Ju
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
YF Securities Company Limited 怡發證券有限公司 | RE | 1 | 29 August 2014 | 19 September 2023 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 22 August 2011 | 01 June 2012 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 11 August 2011 | 01 June 2012 |
YF Securities Company Limited 怡發證券有限公司 | RE | 1 | 13 January 2010 | 17 June 2011 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 10 January 2007 | 02 August 2007 |
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 10 January 2007 | 02 August 2007 |