SFC Licences of CHAN So Han 陳素嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 4 | 19 July 2021 | |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 1 | 19 July 2021 | |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 29 January 2019 | 19 July 2021 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 29 January 2019 | 19 July 2021 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 28 September 2017 | 14 January 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 28 September 2017 | 14 January 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 28 September 2017 | 14 January 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 09 May 2007 | 07 October 2016 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 09 May 2007 | 07 October 2016 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 24 April 2007 | 07 October 2016 |
| Splendor Global Investments Limited 卓智環球投資有限公司 | RE | 4 | 22 February 2007 | 03 April 2007 |