SFC Licences of DAVEY Carl Julian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 26 February 2018 | 22 November 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 26 February 2018 | 22 November 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | 21 October 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 August 2012 | 21 October 2017 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 14 August 2012 | 31 August 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 11 May 2012 | 16 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 January 2009 | 16 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 March 2007 | 12 March 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 January 2007 | 10 February 2007 |