| Institution |
Role |
Licences |
Start date |
End date |
Midas Securities Limited 金源證券有限公司
|
RO |
1, 2, 4, 9 |
22 July 2021 |
|
Le Chiffre Capital Limited 力持資本有限公司
|
RO |
1, 4, 9 |
18 August 2020 |
20 December 2020 |
The Core Securities Company Limited 核聚證券有限公司
|
RO |
4, 9 |
07 September 2018 |
17 July 2020 |
The Core Securities Company Limited 核聚證券有限公司
|
RO |
1 |
11 July 2018 |
17 July 2020 |
The Core Securities Company Limited 核聚證券有限公司
|
RE |
1 |
30 May 2018 |
11 July 2018 |
Afflux Securities Limited 上高證券有限公司
|
RO |
1 |
27 April 2017 |
29 December 2017 |
TC Concord Securities Limited 天宸康合證券有限公司
|
RO |
1, 2 |
29 January 2016 |
31 March 2017 |
TC Concord Securities Limited 天宸康合證券有限公司
|
RE |
4 |
12 May 2015 |
31 March 2017 |
TC Concord Securities Limited 天宸康合證券有限公司
|
RE |
1, 2 |
30 March 2015 |
29 January 2016 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
|
RE |
1, 2, 3 |
20 June 2012 |
20 March 2015 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
|
RE |
3 |
25 May 2011 |
20 October 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
|
RE |
1, 2 |
19 May 2011 |
20 March 2015 |
Huarong International Securities Limited 華融國際證券有限公司
|
RE |
1, 2 |
22 February 2007 |
07 May 2011 |