SFC Licences of LEUNG Wai Wa, Terry 梁偉華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Midas Securities Limited 金源證券有限公司
RO 1, 2, 4, 9 22 July 2021
Le Chiffre Capital Limited 力持資本有限公司
RO 1, 4, 9 18 August 2020 20 December 2020
The Core Securities Company Limited 核聚證券有限公司
RO 4, 9 07 September 2018 17 July 2020
The Core Securities Company Limited 核聚證券有限公司
RO 1 11 July 2018 17 July 2020
The Core Securities Company Limited 核聚證券有限公司
RE 1 30 May 2018 11 July 2018
Afflux Securities Limited 上高證券有限公司
RO 1 27 April 2017 29 December 2017
TC Concord Securities Limited 天宸康合證券有限公司
RO 1, 2 29 January 2016 31 March 2017
TC Concord Securities Limited 天宸康合證券有限公司
RE 4 12 May 2015 31 March 2017
TC Concord Securities Limited 天宸康合證券有限公司
RE 1, 2 30 March 2015 29 January 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RE 1, 2, 3 20 June 2012 20 March 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
RE 3 25 May 2011 20 October 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
RE 1, 2 19 May 2011 20 March 2015
Huarong International Securities Limited 華融國際證券有限公司
RE 1, 2 22 February 2007 07 May 2011