SFC Licences of MOK Chiu Hung 莫招雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BMI Securities Limited 邦盟滙駿證券有限公司 | RE | 1 | 19 May 2011 | 31 August 2012 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 20 October 2009 | 09 May 2011 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 October 2009 | 09 May 2011 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 17 August 2007 | 09 October 2009 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 04 January 2007 | 09 October 2009 |