SFC Licences of LIN Yi-Ju 林怡如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 25 July 2013 | 06 November 2013 |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 10 June 2011 | 01 March 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 May 2011 | 02 June 2011 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 23 May 2011 | 02 June 2011 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 20 January 2011 | 28 February 2011 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 20 January 2011 | 28 February 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 January 2010 | 13 December 2010 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 13 June 2007 | 28 October 2010 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 04 January 2007 | 31 May 2007 |