SFC Licences of LIU Chang 劉暢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 06 October 2020 | 08 August 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 October 2020 | 08 August 2022 |
| UBS Securities Hong Kong Limited | RE | 6 | 09 August 2018 | 03 July 2020 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 20 May 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 20 May 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 20 May 2015 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 11 January 2007 | 27 April 2007 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 11 January 2007 | 27 April 2007 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 11 January 2007 | 27 April 2007 |