SFC Licences of LEE Michel Kai Tai 李啟泰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HBS (Hong Kong) Limited | RO | 4 | 09 March 2021 | 01 September 2023 |
HBS (Hong Kong) Limited | RO | 1 | 09 March 2021 | 01 September 2023 |
HashKey Capital Limited | RE | 9 | 24 April 2020 | 01 September 2023 |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 4 | 24 January 2019 | 05 March 2020 |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 1 | 24 January 2019 | 05 March 2020 |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 25 July 2018 |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 25 July 2018 |
UBS Derivatives Hong Kong Limited | RE | 2 | 20 June 2013 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
UBS Securities Asia Limited | RO | 2 | 25 November 2011 | 25 July 2018 |
UBS Securities Asia Limited | RO | 1 | 25 November 2011 | 25 July 2018 |
UBS Securities Asia Limited | RE | 2 | 08 January 2007 | 25 November 2011 |
UBS Securities Asia Limited | RE | 1 | 08 January 2007 | 25 November 2011 |