SFC Licences of XIANG Pinggui 向平貴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Direction Capital Limited 方向資本有限公司	RO	9	08 May 2020
Direction Capital Limited 方向資本有限公司	RO	4	08 May 2020
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司	RO	9	04 May 2012	30 November 2018
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司	RO	4	04 May 2012	30 November 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RO	4	23 December 2011	04 January 2012
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RO	9	25 August 2011	04 January 2012
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	1	24 January 2011	27 June 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	9	20 September 2010	27 June 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	4	20 September 2010	27 June 2011
ICBC International Asset Management Limited 工銀國際資產管理有限公司	RO	9	16 July 2010	27 June 2011
ICBC International Asset Management Limited 工銀國際資產管理有限公司	RO	4	16 July 2010	27 June 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	9	26 February 2009	11 July 2010
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	4	26 February 2009	11 July 2010
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	9	17 September 2008	26 February 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	17 September 2008	26 February 2009
UBS Securities Asia Limited	RE	1	08 January 2007	19 October 2007
UBS Securities Hong Kong Limited	RE	1	08 January 2007	19 October 2007