SFC Licences of SEE Shi Hui 施旭輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 04 May 2007 22 March 2010
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 22 January 2007 05 April 2007