SFC Licences of LI Pang Chap 李鵬集
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Differ Financial and Securities Limited 鼎豐金融證券有限公司 | RO | 1 | 06 August 2018 | 08 February 2024 |
| Differ Financial and Securities Limited 鼎豐金融證券有限公司 | RE | 1 | 03 July 2018 | 06 August 2018 |
| Fosun International Securities Limited 復星國際證券有限公司 | RO | 1 | 10 August 2017 | 30 June 2018 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 17 May 2016 | 10 August 2017 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 28 January 2015 | 11 May 2016 |
| Henik Securities Limited 恒億證券有限公司 | RE | 1 | 06 March 2007 | 16 January 2015 |