SFC Licences of DU Hequn 杜鶴群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VMI Securities Limited 創市証劵有限公司 | RO | 1 | 11 January 2017 | 31 March 2021 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RO | 1 | 20 August 2012 | 14 March 2013 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 11 May 2011 | 20 August 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 20 April 2007 | 30 October 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 20 April 2007 | 30 October 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 20 April 2007 | 30 October 2008 |