SFC Licences of CAO Carol Yu 曹宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 September 2011 | 14 February 2020 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 22 September 2011 | 30 October 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 12 January 2007 | 16 June 2011 |