SFC Licences of LIM Chia Wen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Corporate (Hong Kong) Limited | RO | 6 | 06 December 2011 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 06 December 2011 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 06 December 2011 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 January 2007 | 06 December 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 16 January 2007 | 06 December 2011 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 16 January 2007 | 06 December 2011 |