SFC Licences of LAM Ching Yin 林靜賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RO | 2 | 26 August 2016 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 26 August 2016 | |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 25 March 2011 | 26 August 2016 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 27 August 2010 | 26 August 2016 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 21 January 2010 | 13 August 2010 |
GBS International Financial Limited | RE | 2 | 19 June 2009 | 13 August 2010 |
Wing Fung Forex Limited 永豐外匯有限公司 | RE | 3 | 26 February 2009 | 30 April 2009 |
Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 11 January 2007 | 30 April 2009 |
Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 11 January 2007 | 30 April 2009 |