SFC Licences of LAU Kin Wa 劉建華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 17 November 2008 | 06 April 2011 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 17 September 2008 | 06 April 2011 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 September 2007 | 14 April 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 June 2007 | 04 September 2007 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 10 January 2007 | 19 March 2007 |