SFC Licences of CORNER Andrew Mark Gordon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T.F.S. Derivatives HK Limited | RO | 1 | 08 April 2019 | |
T.F.S. Derivatives HK Limited | RE | 1 | 08 February 2019 | 08 April 2019 |
Tullett Prebon (Hong Kong) Limited | RO | 7 | 27 July 2017 | 12 November 2018 |
Tullett Prebon (Hong Kong) Limited | RO | 1 | 27 July 2017 | 12 November 2018 |
Tullett Prebon (Hong Kong) Limited | RE | 7 | 31 July 2015 | 27 July 2017 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 31 July 2015 | 27 July 2017 |
GFI (HK) Securities L.L.C. | RE | 7 | 02 July 2013 | 11 February 2015 |
GFI (HK) Securities L.L.C. | RE | 1 | 02 July 2013 | 11 February 2015 |
ICAP Equities Asia Limited | RO | 1 | 19 November 2010 | 31 May 2013 |
ICAP Equities Asia Limited | RE | 1 | 17 August 2010 | 19 November 2010 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 01 June 2010 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 17 January 2007 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 17 January 2007 | 31 July 2009 |