SFC Licences of YEUNG Sum Ho 楊森豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wells Global Asset Management Limited RO 9 21 September 2022 14 April 2023
Wells Global Asset Management Limited RO 4 21 September 2022 14 April 2023
Wells Global Asset Management Limited RO 1 21 September 2022 14 April 2023
AEI Caelus Asset Management Limited 習創凱路斯資產管理有限公司 RO 4 25 September 2020 31 May 2021
AEI Caelus Asset Management Limited 習創凱路斯資產管理有限公司 RO 9 02 March 2020 31 May 2021
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 20 June 2019 18 July 2019
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 20 June 2019 18 July 2019
CASH Wealth Management Limited 時富財富管理有限公司 RE 1 20 June 2019 18 July 2019
OnePlatform Asset Management Limited 環一資產管理有限公司 RO 9 07 September 2017 26 December 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 9 13 August 2012 07 September 2017
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 09 January 2012 26 December 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 09 January 2012 26 December 2018
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 25 September 2007 10 April 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 25 September 2007 10 April 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 16 January 2007 10 April 2010
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 16 January 2007 10 August 2007
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 16 January 2007 10 August 2007