SFC Licences of YAM Wai Gwan 任唯鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 05 August 2014 31 October 2023
Emperor Securities Limited 英皇證券有限公司 RE 1 13 December 2007 01 December 2011
Emperor Securities Limited 英皇證券有限公司 RE 1 16 January 2007 11 October 2007