SFC Licences of YAM Wai Gwan 任唯鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 05 August 2014 | 31 October 2023 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 13 December 2007 | 01 December 2011 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 16 January 2007 | 11 October 2007 |