SFC Licences of HERVEY Edouard Vincent Philippe
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 2 | 11 October 2016 | 14 July 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 31 October 2014 | 14 July 2019 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 31 October 2014 | 10 October 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 03 September 2008 | 31 October 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 July 2008 | 31 October 2014 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 16 January 2007 | 30 May 2008 |