SFC Licences of GALVIN Donal Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 5 | 31 December 2012 | 13 August 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 20 April 2011 | 13 August 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 9 | 13 July 2010 | 13 August 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 13 July 2010 | 13 August 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 13 July 2010 | 13 August 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 2 | 13 July 2010 | 20 April 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 08 January 2010 | 13 July 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 08 January 2010 | 13 July 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 08 January 2010 | 13 July 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 08 January 2010 | 13 July 2010 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 | RO | 1 | 12 September 2007 | 01 November 2008 |