SFC Licences of SONG Yangzhou 宋洋洲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 10 July 2014 31 October 2018
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 10 July 2014 31 October 2018
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 1 10 July 2014 31 October 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 11 February 2010 24 September 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 25 May 2009 24 September 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 04 April 2007 24 September 2013