SFC Licences of LAU Wai Man, Janice 劉維敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 22 September 2014 | |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 22 September 2014 | |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 22 September 2014 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 23 June 2010 | 24 June 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 January 2007 | 24 June 2014 |