SFC Licences of TAN Kaijie 陳凱杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 24 October 2022 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 August 2015 | 21 June 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 03 May 2011 | 17 September 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 03 May 2011 | 17 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 May 2011 | 17 September 2014 |
| UBS Securities Asia Limited | RE | 1 | 18 January 2007 | 13 August 2008 |