SFC Licences of KONG Luhua 孔露華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Alphadyne Asset Management (Hong Kong) Limited	RO	9	26 May 2021
Alphadyne Asset Management (Hong Kong) Limited	RE	9	18 February 2019	26 May 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	16 October 2017	08 January 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	16 October 2017	08 January 2019
Brevan Howard (Hong Kong) Limited	RE	1	08 October 2014	19 September 2017
Brevan Howard (Hong Kong) Limited	RE	9	17 December 2013	19 September 2017
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	9	06 July 2012	15 November 2012
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	5	06 July 2012	15 November 2012
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	4	06 July 2012	15 November 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	12 September 2007	19 October 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	12 September 2007	19 October 2011
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	12 September 2007	19 October 2011
UBS Securities Asia Limited	RE	1	18 January 2007	04 August 2007
UBS Securities Asia Limited	RE	2	18 January 2007	04 August 2007