SFC Licences of WU Teh Sen, Raymond 吳德生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 07 September 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 12 March 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 12 March 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 10 January 2013 12 March 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 10 January 2013 12 March 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 10 January 2013
Open Asset Management Limited 開盤資産管理有限公司 RE 9 29 August 2011 31 December 2012
Open Securities Limited 開盤證券有限公司 RE 4 18 July 2011 31 December 2012
Open Securities Limited 開盤證券有限公司 RE 1 18 July 2011 31 December 2012
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 4 09 August 2010 15 July 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 1 29 June 2010 15 July 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 4 17 June 2010 09 August 2010
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 17 June 2010 29 June 2010
Open Securities Limited 開盤證券有限公司 RE 4 14 May 2009 11 June 2010
Open Securities Limited 開盤證券有限公司 RE 1 10 March 2009 11 June 2010
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 RE 1 09 July 2008 31 January 2009
Beevest Securities Limited 蜂投證券有限公司 RE 4 28 June 2007 10 January 2008
Beevest Securities Limited 蜂投證券有限公司 RO 1 20 March 2007 10 January 2008