SFC Licences of TANG Hao 湯浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wilson International Capital Limited 滙生國際資本有限公司 RO 6 21 May 2020
Wilson Securities Limited 滙生證券有限公司 RO 1 21 May 2020
Wilson International Capital Limited 滙生國際資本有限公司 RE 6 24 April 2020 21 May 2020
Wilson Securities Limited 滙生證券有限公司 RE 1 24 April 2020 21 May 2020
Cinda International Capital Limited 信達國際融資有限公司 RO 6 02 March 2018 12 June 2019
Cinda International Securities Limited 信達國際證券有限公司 RO 1 13 September 2017 12 June 2019
Cinda International Capital Limited 信達國際融資有限公司 RE 6 19 June 2017 02 March 2018
Cinda International Securities Limited 信達國際證券有限公司 RE 1 21 April 2017 13 September 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 27 August 2014 13 January 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 15 April 2014 13 January 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 15 April 2014 13 January 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 15 April 2014 05 August 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 4 28 September 2012 27 January 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 9 23 February 2010 27 January 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 25 January 2007 27 January 2014