SFC Licences of CHAN Carter Edward 陳鎮華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 14 October 2019 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 14 October 2019 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 16 September 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 February 2012 | 16 September 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 February 2012 | 02 October 2017 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 21 January 2010 | 14 February 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 21 January 2010 | 14 February 2012 |
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 | RE | 3 | 21 January 2010 | 03 January 2012 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 31 May 2007 | 19 December 2009 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 22 January 2007 | 19 December 2009 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 22 January 2007 | 19 December 2009 |