SFC Licences of CHAN Carter Edward 陳鎮華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 14 October 2019
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 14 October 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 16 September 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 27 February 2012 16 September 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 27 February 2012 02 October 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 2 21 January 2010 14 February 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 21 January 2010 14 February 2012
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 RE 3 21 January 2010 03 January 2012
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 31 May 2007 19 December 2009
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 22 January 2007 19 December 2009
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 22 January 2007 19 December 2009