SFC Licences of SEAH Yee Yong, Mitchell 謝于榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 01 August 2022 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 01 August 2022 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 May 2010 | 27 June 2013 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 08 April 2009 | 20 April 2010 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 23 January 2007 | 02 March 2009 |