SFC Licences of SHAN Ming 單明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RE | 6 | 08 April 2011 | 31 August 2012 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 08 April 2011 | 31 August 2012 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 08 April 2011 | 31 August 2012 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 31 January 2007 | 23 July 2008 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 31 January 2007 | 23 July 2008 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 31 January 2007 | 23 July 2008 |