SFC Licences of WANG Xiao 王霄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 29 February 2012 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 14 June 2007 | 16 October 2008 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 01 February 2007 | 16 May 2007 |