SFC Licences of CHIU Si, Mary 趙思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RE | 1, 4, 9 | 01 June 2018 | 31 October 2018 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | 6 | 12 May 2016 | 30 April 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1, 6 | 17 August 2010 | 04 March 2013 |
| Alphatraxx (H.K.) Limited |
RE | 4, 9 | 26 March 2007 | 30 April 2007 |