SFC Licences of CHIU Si, Mary 趙思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1, 4, 9 01 June 2018 31 October 2018
Enhanced Securities Limited 進陞證券有限公司
RO 6 12 May 2016 30 April 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 6 17 August 2010 04 March 2013
Alphatraxx (H.K.) Limited
RE 4, 9 26 March 2007 30 April 2007