SFC Licences of SILLAM Jonathan Charles Marc

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 20 March 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 20 March 2018
UBS Securities Asia Limited RE 2 09 February 2010 11 April 2014
UBS Derivatives Hong Kong Limited RE 2 09 February 2010 11 April 2014
UBS Securities Hong Kong Limited RE 1 09 February 2010 11 April 2014
UBS Securities Asia Limited RE 1 09 February 2010 11 April 2014
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 10 December 2009 01 February 2010
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 09 November 2009 01 February 2010
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 29 January 2007 03 June 2009