SFC Licences of SILLAM Jonathan Charles Marc
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 16 January 2023 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 January 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 20 March 2018 | 20 September 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 March 2018 | 20 September 2022 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 09 February 2010 | 11 April 2014 |
| UBS Securities Asia Limited | RE | 2 | 09 February 2010 | 11 April 2014 |
| UBS Securities Asia Limited | RE | 1 | 09 February 2010 | 11 April 2014 |
| UBS Securities Hong Kong Limited | RE | 1 | 09 February 2010 | 11 April 2014 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 10 December 2009 | 01 February 2010 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 09 November 2009 | 01 February 2010 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 29 January 2007 | 03 June 2009 |