SFC Licences of CAI Feng 蔡峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 12 August 2020 | 31 July 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 12 August 2020 | 31 July 2023 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 02 November 2017 | 29 November 2019 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 11 August 2014 | 20 July 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 11 August 2014 | 20 July 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 August 2014 | 20 July 2017 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 03 May 2014 |
Merrill Lynch Far East Limited | RE | 1 | 30 January 2007 | 03 May 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 January 2007 | 03 May 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 January 2007 | 20 August 2010 |