SFC Licences of PHUA Tien Soon 潘添順
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 February 2010 | 08 April 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 03 February 2010 | 08 April 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 February 2010 | 08 April 2011 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 10 June 2009 | 15 January 2010 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 08 June 2009 | 15 January 2010 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 08 June 2009 | 15 January 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 29 January 2007 | 06 May 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 January 2007 | 06 May 2009 |