SFC Licences of TAM Nai Him, Leslie 譚乃謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 02 October 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 October 2009 | 02 October 2018 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 October 2009 | 31 August 2010 |
Kai Wo Asset Management Limited 佳和資產管理有限公司 | RE | 4 | 26 May 2009 | 02 October 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 January 2007 | 22 October 2008 |