SFC Licences of LIU Ka Po 廖嘉寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 03 February 2007 | 29 December 2007 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 03 February 2007 | 29 December 2007 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 03 February 2007 | 29 December 2007 |