SFC Licences of XU Shaoyi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 March 2013 | 22 October 2013 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 17 September 2010 | 22 October 2013 |
Merrill Lynch Far East Limited | RE | 4 | 24 October 2007 | 12 January 2009 |
Merrill Lynch Far East Limited | RE | 1 | 24 October 2007 | 12 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 October 2007 | 12 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 October 2007 | 12 January 2009 |
Merrill Lynch Far East Limited | RE | 6 | 30 August 2007 | 12 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 August 2007 | 12 January 2009 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 30 January 2007 | 25 July 2007 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 30 January 2007 | 25 July 2007 |