SFC Licences of WEATHERALL Roland Philip Henry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rabo Brokerage HK Limited 荷合證券香港有限公司 | RE | 1 | 01 June 2009 | 18 May 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 31 January 2007 | 19 December 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 31 January 2007 | 19 December 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 January 2007 | 19 December 2008 |