SFC Licences of CHAN Lap Kwok, Alvin 陳立國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Public Financial Securities Limited 大眾金融証券有限公司 | RE | 1 | 25 August 2008 | 30 March 2012 |
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 | RE | 2 | 24 April 2007 | 03 May 2008 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 06 March 2007 | 03 April 2007 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 06 March 2007 | 03 April 2007 |