SFC Licences of WANG Xi 王曦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 9 11 July 2022
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 4 11 July 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 9 05 April 2013 25 October 2023
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 4 05 April 2013 25 October 2023
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 9 14 January 2013 05 April 2013
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 14 January 2013 05 April 2013
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RO 9 06 August 2009 07 December 2012
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RO 4 06 August 2009 07 December 2012
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 9 11 June 2009 06 August 2009
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 4 11 June 2009 06 August 2009
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 16 June 2008 17 March 2009
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 21 May 2008 17 March 2009
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 21 May 2008 17 March 2009
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 05 February 2007 26 April 2008
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 9 05 February 2007 26 April 2008