SFC Licences of CHENG Xiuwen 程修文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 May 2012 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 May 2012 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 22 August 2007 | 20 December 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 August 2007 | 20 December 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 August 2007 | 20 December 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 07 February 2007 | 01 May 2007 |
| Merrill Lynch Far East Limited | RE | 4 | 07 February 2007 | 01 May 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 07 February 2007 | 01 May 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 February 2007 | 01 May 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 February 2007 | 01 May 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 February 2007 | 01 May 2007 |