SFC Licences of CHU Han Yee 朱杏怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 07 November 2022 | |
| Merrill Lynch Far East Limited | RE | 2 | 10 September 2010 | 19 September 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 February 2007 | 19 September 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 February 2007 | 10 September 2010 |