SFC Licences of TING Kam Sing 丁淦星

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Duo Asset Management Limited 雙瑩資產管理有限公司 RO 4 13 November 2018
Duo Asset Management Limited 雙瑩資產管理有限公司 RO 9 06 April 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 02 September 2016 21 March 2017
CMBC Asset Management Company Limited 民銀資產管理有限公司 RO 9 11 December 2015 21 March 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 9 12 June 2015 13 August 2015
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RE 1 19 May 2015 13 August 2015
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RE 9 19 May 2015 12 June 2015
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RO 9 17 September 2014 31 March 2015
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RE 9 02 September 2014 17 September 2014
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 9 07 August 2013 31 July 2014
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 06 June 2012 11 August 2012
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 9 14 July 2011 31 December 2011
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 14 July 2009 01 February 2010
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 28 May 2008 01 February 2010
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 28 May 2008 01 February 2010
East Asia Securities Company Limited 東亞證券有限公司 RE 1 07 February 2007 18 April 2007