SFC Licences of COLAS Romain Georges Pierre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 | RE | 9 | 05 August 2021 | 31 October 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 30 October 2017 | 29 July 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 30 October 2017 | 29 July 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 07 May 2015 | 07 September 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 May 2015 | 07 September 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 11 June 2012 | 22 February 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 11 June 2012 | 22 February 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 11 June 2012 | 22 February 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 11 June 2012 | 22 February 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 09 March 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 14 November 2007 | 09 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 November 2007 | 09 March 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 November 2007 | 20 August 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 February 2007 | 29 October 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 February 2007 | 29 October 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 07 February 2007 | 29 October 2007 |