SFC Licences of YU Zhan 于湛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RO | 4 | 10 December 2021 | |
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RO | 9 | 10 September 2019 | |
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 25 March 2019 | 10 December 2021 |
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 07 March 2019 | 10 September 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 11 September 2014 | 19 January 2019 |
Point72 Hong Kong Limited | RE | 9 | 16 August 2010 | 11 July 2014 |
Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RO | 9 | 09 October 2009 | 13 August 2010 |
Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RE | 9 | 16 July 2009 | 09 October 2009 |
Polygon Investment Partners HK Limited | RE | 9 | 13 February 2007 | 13 May 2009 |